KATT & COMPANY
890 Treasure Island Drive
Mattawan, MI 49071

PETER KATT, CFP, LIC
 
TELEPHONE:
Insurance Columnist and Contributing Editor:
 
(269) 372-3497
Journal of Financial Planning
 
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Fee-Only Life Insurance Advisors


January 24, 2004

Policy Information


Insureds Fred Client and Ethel Client (aka Fred and Ethel Client)
Owner Irrevocable Trust for Fred & Ethel Client, u/d/a - 7/29/93, ABC Bank Trustee
Beneficiary Irrevocable Trust for Fred & Ethel Client, u/d/a - 7/29/93, ABC Bank Trustee
Insurance Company Acme Mutual Life
Insureds' Issue Ages Fred Client - 76, Ethel Client - 75
Policy Number 1234567890
Underwriting Class Fred Client - Standard; Ethel Client - Ultra Preferred
Policy Date August 1, 2002
Policy Type and Brand Name Universal life - Survivorship Universal Life
Death Benefit $3,000,000 - level (defined benefit design)
Current Target Premium $46,000 paid every year
Adjusted Target Premium $18,101 - (see report)
Account Value $677,106
Cash Value $555,000
Surrender Charges $121,581 (However, we calculate that the cash value is the asset share making the account value a false concept to hide the amount of first year acquisition expenses that were around #110,000)
Policy Loan None
Cost Basis $648,332
Lapse-Supported Pricing No
Market or Static-Pricing Market-pricing
Cash Value Needed at Maturity $1 - as long as this policy is in force at the end of the 25th year the $3,000,000 death benefit continues until the second death.
Intended Policy Design Maximum level death benefit with premium management, what we refer to as "defined-benefit design." Because this policy is market-priced its premiums must be managed and adjusted as needed.
Current Interest Crediting 5.45% (we interpret this to require an investment yield of about 6.85% to support a 5.45% crediting rate)
Estimated Mortality 53% of 1975-80 Mortality Table (w/ adjustments)
Financial Strength Ratings and Rank A.M. Best - A++(1); Standard & Poor's AAA (1); Moody's - Aa1 (2); Fitch - AAA (1); Weiss Research - A (2)
Pricing Evaluation We use an asset share pricing model developed by Katt & Company. This pricing model is very useful in interpreting the pricing depicted in in-force illustrations. However, we do not claim our results are completely accurate and can only be described as our best interpretation of a company's pricing because insurance companies will not disclose the kind of information that would allow us to have greater confidence in the results. The 5.45% current interest crediting is above the average for universal life policies. A mortality of 53% is excellent.
General Comments This policy's crediting rate is likely to fall. The target premium set up by ABC Bank (Trustee and seller of policy) is based on generating a $3,000,000 cash value in the 25th year. This isn't necessary and allows the target premium to be much lower.